1 min read
Includes developments in relation to: DORA; climate transition plans; EBA reporting; IFR; consumers in financial difficulty; ring-fencing regime; travel insurance signposting; and Link Fund Solutions Ltd and Woodford Equity Income Fund.
General
- Preparation for DORA - ESAs announce ‘dry run’ exercise
- Climate transition plans - TPT publishes sector guidance
- PRA publishes its Business Plan for 2024/25
- Fees and levies - PRA publishes Consultation Paper on rates proposals for 2024/2025
- Fees and levies - FCA publishes Consultation Paper on rates proposals for 2024/25
Banking and Finance
- Guidelines on resubmission of historical data under EBA reporting framework - EBA publishes final report
- IFR - EBA publishes final guidelines on application of the group capital test for investment firm groups
- Strengthening protections for borrowers in financial difficulty - FCA publishes Policy Statement and updated Finalised Guidance
- Annual plan and budget 2024/25 - published by PSR
- Near-term reforms of the ring-fencing regime - FMLC publishes response to HM Treasury consultation
Securities and Markets
- Instrument reference data - FCA publishes Market Watch No. 78
Asset Management
- Payment optionality for investment research - FCA publishes Consultation Paper
Insurance
- Travel insurance signposting rules for consumers with medical conditions - FCA publishes findings from multi-firm review
Enforcement
- Link Fund Solutions Ltd and Woodford Equity Income Fund - FCA publishes Final Notice and Warning Notice Statement